12 August 2022

AML/CFT Newsletter

Alert: Register now for our free FMA AML/CFT update webinar for financial advice providers on 18 August 10:00am →

Top News

DIA’s compliance and enforcement approach

DIA has released a document that sets out its approach to the regulation of AML/CFT. Understanding how they choose who they review and what they will be focusing on will give insight into whether your policies and processes are up to scratch.

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How to avoid common AML/CFT audit breaches

Time is ticking toward the end of the three year audit cycle and many of you will have started looking at how you can best prepare for this. We have put together a list of the most common audit findings from the last 12 months and provided recommendations and resources to help you get on track.

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Important updates

It’s never too early to book your AML/CFT audit

For Phase 2 reporting entities the new three year audit cycle is rapidly approaching. Don’t wait until the last minute to book your independent AML/CFT audit and risk a formal warning or a fine if you fail to meet the deadline. There are other advantages to getting it done early that you may not have thought of.

Read more →

Book your AML/CFT refresher training

Strategi’s sector specific refresher training has been hugely popular so we have opened another set of dates. The training is pitched at all staff that have dealings with AML/CFT (big or small) and can be recorded as your annual refresher training for staff that have any type of interaction with AML/CFT compliance.

Find out more and register today →

AML/CFT Newsletter

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Disclaimer: The information contained in this email was prepared by Strategi Limited. While every care has been taken to supply accurate information, errors and omissions may occur. Accordingly, Strategi Ltd accepts no responsibility for any loss caused as a result of any person relying on the information supplied.